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Stockbroking Committee

Terms of Reference

  1. To drive the healthy development of the Malaysian securities industry for the benefit of all stakeholders including the investors, the issuers, the regulators, the government, the financial intermediaries and other market participants.
  2. To promote best practices, conduct and standard among Members to ensure an orderly functioning securities market in Malaysia. 
  3. To provide a forum for regular dialogues, interaction, consultation and exchange of information and ideas among Members and between members and non-members regarding market developments and issues of importance relating to the Malaysian stockbroking industry. 
  4. To address pertinent issues and make recommendations to the Council of MIBA from the stockbroking perspective, matters concerning the capital markets. 
  5. To liaise with the government and regulators on stockbroking matters in respect of industrial consultation, establishment, clarification, variation and/or abolishment of law, guidelines, rules and regulations, proposals in relation to market developments and other issues of importance. 
  6. To engage in dialogues and maintain consultation with other industry associations such as the Association of Stockbroking Companies Malaysia, on stockbroking matters/issues of mutual interests and concern. 
  7. To keep abreast with the latest market developments, issues and concerns in the stockbroking industry with the objective of addressing any issues and concerns in the stockbroking industry with the objective of addressing any issues and concerns affecting or having an impact on the industry in a timely manner. 
  8. To submit minutes/reports on stockbroking issues to the Council.
  9. To deal with other matters as delegated by the Council from time to time.

Members of the Stockbroking Committee for the Year 2016/2017

Maybank Investment Bank Bhd

Mr Lok Eng Hong (Chairman)

Affin Hwang Investment Bank Bhd

Mr Wong Yoke Weng

Alliance Investment Bank Bhd

Mr Chua Seng Boon

AmInvestment Bank Bhd

Mr Lee Yew Kin

CIMB Investment Bank Bhd

Puan Ruzi Rani Ajith

Hong Leong Investment Bank Bhd

Encik Muhammad Awi Goo @ Goo Kim Hooi

Kenanga Investment Bank Bhd

Mr Lee Kok Khee

MIDF Amanah Investment Bank Bhd

Encik Khairi Shahrin Arief Bin Baki

Public Investment Bank Bhd

Ms Alyn Lim Geok Lian

RHB Investment Bank Bhd

Mr Wong Eng Kui

Highlights

3th May, 2017
ABOUT THE PROGRAMME The Workshop on Compliance and Anti-Money Laundering…
13th Apr, 2017
About the Programme On 24 July 2014, the International Accounting…
28th Feb, 2017
About the programme This half-day briefing will help market participants…

Past Events

6th Nov, 2015
WELCOME REMARKS BY TAN SRI AZMAN HASHIM, CHAIRMAN, MALAYSIAN INVESTMENT...
31th Oct, 2014
Welcome Remarks By Ybhg Tan Sri Azman HashimChairman, Malaysian Investment...
3th Nov, 2013
Welcome Remarks By Ybhg Tan Sri Azman HashimChairman, Malaysian Investment...
10th Nov, 2012
Welcome Remarks By Ybhg Tan Sri Azman HashimChairman, Malaysian Investment...

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Contact Us

Malaysian Investment Banking Association
Level 7, Unit 3, Menara MIDF
No. 82, Jalan Raja Chulan
50200 Kuala Lumpur, Malaysia

Tel: +6 (03) 27113991, +6 (03) 27113992,
       +6 (03) 27113996

Fax: +6 (03) 27113998

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